exempt adviser reviews

Certain investment advisers and family offices may be excluded from the definition of an investment adviser or exempt from registration with the SEC or state regulators. Private fund advisers with less than $150 million in assets under management, venture capital fund managers and SBIC advisers may be exempt from registration and reporting. Please contact CORE to learn more about exemptions that are available and request a consultation to discuss your specific business activities and determine whether an exemption is available, what is necessary to rely upon exemptions, and what compliance and regulatory obligations apply to exempt firms.