special projects


CORE performs regulatory consultations, training and other special projects on a limited basis for select engagements.

 

CORE principals and team members have conducted and/or overseen hundreds of SEC examinations, evaluating the adequacy and effectiveness of compliance programs for firms of all sizes and complexity. Our principals have conducted compliance training for internal staff and extensive training for industry participants. CORE offers assistance to firms in resolving complex regulatory matters and/or fulfilling regulatory undertakings requiring review of a firm's compliance program.

  • training programs

    CORE principals have conducted training programs for securities regulators and advisers/private fund managers in the United States, United Kingdom, North, Central and South America, Asia, Africa, Eastern Europe and the Middle East. CORE offers training and consulting for industry participants, governments, securities regulators, self-regulatory organizations and market intermediaries in multiple content areas.

  • Regulatory consultation

    CORE offers expertise and assistance to regulators, fund directors and board members, financial industry participants, investment consultants, due diligence teams and others in evaluating and understanding complex regulatory and compliance matters related to the private fund industry.


    Please contact us for additional information.